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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

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FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

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