Search Result

1301 - 1320 of 1642 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

CONC 5.4 Conduct of business: credit brokers

As Published: 2014

CONC 5.4 Conduct of business: credit brokers

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

CONC 7.2 Clear effective and appropriate arrears policies and procedures

As Published: 2014

CONC 7.2 Clear effective and appropriate arrears policies and procedures

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

As Published: 2016

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)