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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.8 Senior management responsibilities for third-country relevant authorised persons: allocation of responsibilities

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

SUP 8.4 Reliance on waivers

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

SUP 18.2 Insurance business transfers

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

CREDS 1.1 Application and purpose

FEES 6.1 Application

SYSC 4.1 General requirements

GENPRU 3.2 Third-country groups

EG 2.9 FCA guidance and supporting materials

PRIN 3.1 Who?

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974