Search Result

1161 - 1180 of 1410 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

…

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

…

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

…

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

…

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

…

INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

…

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

…

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

…

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

As Published: 2010

IPRU-INV 13.1A FINANCIAL RESOURCES REQUIREMENTS FOR AN EXEMPT CAD FIRM

…

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

…

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…