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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2012

COLL 13.2 Operational requirements for feeder NURS

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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Similar To

COBS 19.5 Independent governance committees (IGCs)

LR 9.7A Preliminary statement of annual results, and statement of dividends

CONC 1.1 Application and purpose

LR 19.4 Continuing obligations

RCB 2.2 Applying for registration

CASS 7A.2 Primary pooling events

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

COBS 19.1 Pension transfers, conversions, and opt-outs

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SYSC 13.8 External events and other changes

PERG 6.7 Examples

SUP 1A.1 Application and purpose

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)