Search Result

1021 - 1040 of 1674 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

IFPRU 11.5 Intra-group financial support

As Published: 2015

IFPRU 11.5 Intra-group financial support

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

DTR 3.1

As Published: 2005

DTR 3.1

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

IPRU-INV 12.1 APPLICATION AND PURPOSE

As Published: 2015

IPRU-INV 12.1 APPLICATION AND PURPOSE

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress