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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom