Search Result

941 - 960 of 1702 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.4 Requirements to notify the appropriate regulator

As Published: 2016

SYSC 13.4 Requirements to notify the appropriate regulator

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

IFPRU 4.1 Application and purpose

As Published: 2013

IFPRU 4.1 Application and purpose

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

MCOB 9.8 Disclosure after sale: lifetime mortgages

As Published: 2004

MCOB 9.8 Disclosure after sale: lifetime mortgages

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

MCOB 2.5A The customer's best interests

As Published: 2012

MCOB 2.5A The customer's best interests

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

As Published: 2016

EG 13.5 Petitions for administration orders or compulsory winding up orders: determining which insolvency order to seek

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application