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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

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CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

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MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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DEPP 1.2 Introduction to statutory notices

As Published: 2011

DEPP 1.2 Introduction to statutory notices

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CONC 4.3 Adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Adequate explanations: P2P agreements

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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CONC 3.7 Financial promotions and communications: credit brokers

As Published: 2014

CONC 3.7 Financial promotions and communications: credit brokers

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Similar To

DTR 7.1 Audit committees

SUP 4.5 Provisions applicable to all actuaries

LR 13.2 Approval of circulars

EG 19.13 The Consumer Protection Co-operation Regulation26

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 13.6 Related party circulars

COLL 8.6 Termination, suspension, and schemes of arrangement

COBS 11.7 Personal account dealing