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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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LR App 2.1

As Published: 2005

LR App 2.1

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IPRU-INV 1.1 PURPOSE

As Published: 2016

IPRU-INV 1.1 PURPOSE

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PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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