Search Result

861 - 880 of 1691 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

CONC 8.5 Financial statements and debt repayment offers

As Published: 2014

CONC 8.5 Financial statements and debt repayment offers

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 19.20 Payment Services Regulations 2009

As Published: 2016

EG 19.20 Payment Services Regulations 2009