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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

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BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

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PR App 1.1

As Published: 2005

PR App 1.1

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PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

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CONC 10.2 Prudential resources requirements

LR 1.3 Information gathering and publication

PRIN 3.3 Where?

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

EG 20.3 Decision making under the CCA Order

DISP 3.8 Dealing with information

MAR 8.1 Application and purpose

PERG 15.2 General

APER 3.2 Factors relating to all Statements of Principle

IFPRU 1.2 Significant IFPRU firm

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

BIPRU 11.5 Technical criteria on disclosure: General requirements

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation