Search Result

841 - 860 of 1087 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

As Published: 2015

SYSC 4 Annex 1 The main business activities and functions of a relevant authorised person

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose