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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

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CONC 5.2 Creditworthiness assessment: before agreement

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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DISP 1.11 The Society of Lloyd's

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 12.4 Research recommendations: required disclosures

COBS 11.6 Use of dealing commission

PRIN 1.1 Application and purpose

SUP 16.4 Annual controllers report

SUP 13A.7 Top-up permission

SUP 8.6 Publication of waivers

PERG 3A.3 The definition of electronic money

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy