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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 10.2 Purpose

As Published: 2012

MCOB 10.2 Purpose

…

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

…

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

…

MCOB 2A.4 Early repayment

As Published: 2016

MCOB 2A.4 Early repayment

…

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

…

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

…

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

…

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

…

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

…

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

…

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

DTR 1B.2 Modifying rules and consulting the FCA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FCA

…

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

…

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

…

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