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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

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REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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EG 7.2 Alternatives to financial penalties and public censures

As Published: 2015

EG 7.2 Alternatives to financial penalties and public censures

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SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

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