Search Result

701 - 720 of 1585 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking