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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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PRIN 4.1 Principles: MiFID business

APER 4.5 Statement of Principle 5

SUP 17.2 Making transaction reports

SUP 13A.7 Top-up permission

PERG 2.4 Link between activities and the United Kingdom

SUP 6.5 Ending authorisation

FEES 3.1 Introduction

APER 4.6 Statement of Principle 6

EG 19.10 Enterprise Act 2002

PERG 3A.3 The definition of electronic money

MIPRU 1.3 Remuneration and property valuation requirements for MCD creditors

SYSC 20.1 Application and purpose

MCOB 9.3 Pre-application disclosure

SYSC 14.1 Application

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

IFPRU 1.2 Significant IFPRU firm

BIPRU 8.1 Application

PERG 5.12 Link between activities and the United Kingdom

SUP 15.12 Ongoing alerts for retail adviser complaints

REC 6.7 Notification rules for overseas recognised bodies