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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose