Search Result

601 - 620 of 1730 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

BIPRU 9.2 Approach to be used

As Published: 2007

BIPRU 9.2 Approach to be used

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings