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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 15.5 Negative scope/exclusions

As Published: 2009

PERG 15.5 Negative scope/exclusions

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares