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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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REC 4.7 The section 297 power to revoke recognition

SUP 16.13 Reporting under the Payment Services Regulations

IFPRU 11.2 Individual recovery plans

FEES 11.2 Pensions guidance providers’ levy

EG 19.15 The conduct of investigations under the Money Laundering Regulations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 8.10 Types of financial promotion

SUP 10A.11 Minimising overlap with the PRA approved persons regime

IFPRU 8.2 Large Exposures

DISP 1.10A Complaints data publication rules

REC 4.2C Control over a UK RIE

EG 16.2 Disapplication orders

LR 1.5 Standard and Premium Listing

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy