Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

PERG 1.2 Introduction

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 14.4 Notices of proposed changes: form and delivery

EG 4.9 Involvement of FCA supervisors during the investigation phase

EG 20.3 Decision making under the CCA Order

SUP 13.1 Application and purpose

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

FEES 5.2 Introduction

CASS 11.1 Application

EG 4.10 The timeframe for responding to information and document requirements

EG 4.1 Notifying the person under investigation where notice is a requirement under section 170

EG 3.5 Official listing investigations (section 97)

EG 4.5 Notice of termination of investigations

FEES 9.2 PSR fees

BIPRU 7.7 Position risk requirements for collective investment undertakings

SUP 10A.8 Systems and controls functions

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

LR App 1.1 Relevant definitions