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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

CASS 10.3 Existing records forming part of the CASS resolution pack

As Published: 2014

CASS 10.3 Existing records forming part of the CASS resolution pack

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees