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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place

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MAR 1.4 Market abuse (improper disclosure)

SYSC 2.1 Apportionment of Responsibilities

REC 2.7 Access to facilities

SYSC 13.4 Requirements to notify the appropriate regulator

IFPRU 1.5 Notification of FINREP reporting

EG 12.2 FCA cautions

MAR 6.4 Systematic internaliser reporting requirement

SUP 8.5 Notification of altered circumstances relating to waivers

COBS 4.6 Past, simulated past and future performance

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

REC 3.5 Disciplinary action and events relating to key individuals

SUP 8A.4 Notification of altered circumstances relating to directions or waivers

PERG 7.6 Applications for a certificate

REC 3.18 Membership

CONC 2.7 Distance marketing

EG 8.3 Use of the own-initiative powers in urgent cases

SUP 3.11 Review of auditor’s client assets report

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

EG 5.2 When settlement decisions may take place