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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

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IFPRU 4.14 Counterparty credit risk

As Published: 2014

IFPRU 4.14 Counterparty credit risk

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IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and Insurance Mediation Directive to the Regulated Activities Order

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2015

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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REC 4.2G Reports by skilled persons

As Published: 2013

REC 4.2G Reports by skilled persons

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

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