Search Result

521 - 540 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

LR 17.1 Application

As Published: 2005

LR 17.1 Application

EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

DISP App 3.3 The approach to considering evidence

As Published: 2010

DISP App 3.3 The approach to considering evidence

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

COBS 19.6 Restriction on charges in qualifying schemes

As Published: 2015

COBS 19.6 Restriction on charges in qualifying schemes

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application