Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

…

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

…

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

As Published: 2015

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 5.6 Master netting agreements

APER 4.2 Statement of Principle 2

MIPRU 4.2F Exposures and risk weights

SUP 12.9 Record keeping

ICOBS 1.1 The general application rule

REC 6.3 Recognition requirements

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

CONC 5.2 Creditworthiness assessment: before agreement

DEPP 7.1 Application and purpose

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 5.10 Renewals

REC 4.1 Application and purpose

EG 10.4 Other relevant powers

LR 1.3 Information gathering and publication

FEES 6.1 Application

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

LR 14.3 Continuing obligations

SUP 1A.2 Introduction

SYSC 4.7 Senior management responsibilities for UK relevant authorised persons: allocation of responsibilities