Search Result

481 - 500 of 1220 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

MAR 8.3 Requirements for benchmark administrators

As Published: 2015

MAR 8.3 Requirements for benchmark administrators

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking