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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

…

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

…

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

…

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

…

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

…

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

…

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

…

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

…

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

…

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

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