Search Result

EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

…

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

As Published: 2016

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

…

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

…

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

…

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

…

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

…

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

As Published: 2015

DEPP 8.3 Use of the own-initiative variation of approval power: specific examples

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

LR 15.4 Continuing obligations

SUP 15.5 Core information requirements

PERG 1.1 Application and purpose

PERG 7.1 Application and purpose

FEES 6.5 Compensation costs

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 9.2 Making a request for individual guidance

BIPRU 9.4 Traditional securitisation

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 9.1 Introduction

ICOBS 6.3 Pre- and post-contract information: pure protection contracts