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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

As Published: 2016

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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Similar To

MCOB 12.2 Purpose

COLL 8.1 Introduction

GENPRU 1.2 Adequacy of financial resources

COBS 6.1F Using a platform service for arranging and advising

LR 9.8 Annual financial report

EG 16.4 The effect of a disapplication order

MCOB 2.5 Reliance on others

SUP 16.6 Compliance reports

RCB 3.6 Fees and other matters

PERG 13.7 The territorial application of MiFID

PERG 15.5 Negative scope/exclusions

MCOB 2.6 Exclusion of liability

PERG 4.6 Advising on regulated mortgage contracts

CONC 4.5 Commissions

COCON 2.1 Individual conduct rules

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

COBS 15.5 Special situations

PERG 4.11 Link between activities and the United Kingdom

EG 6.10 The Financial Services Register: publication of disapplication orders against members of the professions (see chapter 16)

SYSC 13.7 Processes and systems