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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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CONC 8.5 Financial statements and debt repayment offers

As Published: 2014

CONC 8.5 Financial statements and debt repayment offers

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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Effective Period

Similar To

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 1.5 What other guidance about the perimeter is available from the FCA?

REC 3.13 Delegation of relevant functions

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DEPP 6A.1 Introduction

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)