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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

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COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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Similar To

SUP 13.11 Record keeping

EG 19.24 Cross-Border Payments in Euro Regulations 2010

REC 4.2F Information gathering power on FCA’s own initiative

SUP 1A.1 Application and purpose

FEES 10.1 Application, purpose and background

SUP 6.5 Ending authorisation

LR App 1.1 Relevant definitions

CASS 10.2 Core content requirements

SUP 5.1 Application and purpose

COLL 4.7 Key investor information and marketing communications

REC 3.8 Financial and other information

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974