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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2013

REC 3.5 Disciplinary action and events relating to key individuals

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PR App 3.1

As Published: 2005

PR App 3.1

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator