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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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PERG 7.3 Does the activity require authorisation?

PR 5.5 Persons responsible for a prospectus

SUP 1A.1 Application and purpose

SUP App 2.15 Run-off plans for closed with-profits funds

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 7.1 The FCA’s use of sanctions

EG 19.10 Enterprise Act 2002

SUP 5.6 Confidential information and privilege

SUP 5.3 Policy on the use of skilled persons

EG 3.3 Reports by skilled persons (section 166)

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COLL 6.7 Payments

IFPRU 11.5 Intra-group financial support

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

FIT 2.1 Honesty, integrity and reputation

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SYSC 9.1 General rules on record-keeping

PERG 9.10 Significance of being an open-ended investment company