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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

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COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

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COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

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COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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COBS 6.3 Disclosing information about services, fees and commission

COBS 5.1 The distance marketing disclosure rules

COBS 19.7 Retirement risk warnings

COBS 19.4 Open market options

COBS 11.7 Personal account dealing

COBS 4.5 Communicating with retail clients

COBS 2.4 Agent as client and reliance on others

COBS 9.2 Assessing suitability

COBS 10.2 Assessing appropriateness: the obligations

COBS 16.4 Statements of client designated investments or client money

COBS 6.1E Platform services: platform charges and using a platform service for advising

COBS 21.2 Rules for firms engaged in linked long-term insurance business

COBS 2.2 Information disclosure before providing services

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 20.1A The with-profits fund

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 11.1 Application

COBS 9.1 Application and purpose provisions

COBS 15.2 The right to cancel