Search Result

361 - 380 of 1377 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 10A.11 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

EG 15.3 Disqualification under section 345

As Published: 2016

EG 15.3 Disqualification under section 345

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

PR App 3.1

As Published: 2005

PR App 3.1

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems