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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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SUP 8.1 Application and purpose

LR App 1.1 Relevant definitions

CREDS 8.3 Approved persons

PERG 4.11 Link between activities and the United Kingdom

FIT 1.1 Application and purpose

SYSC 19E.2 Remuneration policies and practices

REC 3.6 Constitution and governance

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

COLL 4.5 Reports and accounts

MAR 6.4 Systematic internaliser reporting requirement

REC 2.4 Suitability

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy