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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

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Similar To

COND 2.3 Effective supervision

COLL 9.4 Facilities in the United Kingdom

SUP 5.5 Duties of firms

BIPRU 2.2 Internal capital adequacy standards

DTR 4.1 Annual financial report

BIPRU 7.2 Interest rate PRR

REC 3.15 Suspension of services and inability to operate facilities

IFPRU 8.2 Large Exposures

PERG 4.5 Arranging regulated mortgage contracts

BIPRU 12.5 Individual Liquidity Adequacy Standards

EG 15.4 Disqualification under section 249 or section 261K

MCOB 4.8A Execution-only sales

PERG 8.28 Advice or information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading