Search Result

301 - 320 of 1399 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues