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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

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RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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