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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22) and EEA branch senior manager functions (SMF21)

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

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SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

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SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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CONC 7.9 Contact with customers

As Published: 2014

CONC 7.9 Contact with customers

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