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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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EG 19.10 Enterprise Act 2002

As Published: 2016

EG 19.10 Enterprise Act 2002

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

SUP 2.4 'Mystery shopping'

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COBS 6.2A Describing advice services

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

COBS 7.2 Information to be provided by the insurance intermediary

COBS 2.3 Inducements

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

COBS 11.6 Use of dealing commission

COLL 12.2 UK UCITS management companies

CONC 5.3 Conduct of business in relation to creditworthiness and affordability

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

SUP 10C.1 Application

PERG 2.5 Investments and activities: general

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.13 The Consumer Protection Co-operation Regulation26

COLL 6.4 Title and registers

EG 19.10 Enterprise Act 2002

EG 6.1 Publicity during FCA investigations