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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

As Published: 2015

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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COLL 6.10 Senior personnel responsibilities

SYSC 9.1 General rules on record-keeping

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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SYSC 4.5 Management responsibilities maps for UK relevant authorised persons

CASS 7.10 Application and purpose