Search Result

181 - 200 of 987 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

IPRU-INV 9.2 GENERAL REQUIREMENTS

As Published: 2015

IPRU-INV 9.2 GENERAL REQUIREMENTS

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

IFPRU 10.5 Capital conservation plan

As Published: 2014

IFPRU 10.5 Capital conservation plan

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

BIPRU 5.7 Unfunded credit protection

As Published: 2010

BIPRU 5.7 Unfunded credit protection

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing