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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

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APER 4.1 Statement of Principle 1

SUP 12.2 Introduction

MAR 8.2 Requirements for benchmark submitters

SUP 13.6 Changes to branches

SUP 6.2 Introduction

COND 1.3 General

COCON 2.2 Senior manager conduct rules

SUP 15.5 Core information requirements

REC 2.3 Financial resources

LR 10.8 Miscellaneous

LR 15.4 Continuing obligations

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading