Search Result

1541 - 1560 of 1638 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

MCOB 5.3 Applying for a home finance transaction

As Published: 2006

MCOB 5.3 Applying for a home finance transaction

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

CASS 10.2 Core content requirements

As Published: 2014

CASS 10.2 Core content requirements

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

EG 6.4 Publicity in RDC cases

As Published: 2016

EG 6.4 Publicity in RDC cases

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

As Published: 2016

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

EG 12.5 Prosecution of Friendly Societies

As Published: 2016

EG 12.5 Prosecution of Friendly Societies

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

EG 19.25 Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011

EG 7.4 Apportionment of financial penalties

As Published: 2016

EG 7.4 Apportionment of financial penalties