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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

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SUP 15.6 Inaccurate, false or misleading information

GEN 5.1 Application and purpose

CONC 3.7 Financial promotions and communications: credit brokers

EG 10.4 Other relevant powers

LR 7.2 The Listing and Premium Listing Principles

COLL 6.2 Dealing

SUP 5.5 Duties of firms

PR 3.1 Approval of prospectus

EG 19.1 Introduction

EG 2.4 Case selection: Unauthorised business

EG 7.1 The FCA’s use of sanctions

MAR 1.1 Application and interpretation

COLL 11.6 Winding up, merger and division of master UCITS

REC 6.6 Supervision

SUP 4.3 Appointment of actuaries

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions and limitations and the power to impose penalties or public censures

DEPP 6A.1 Introduction

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

LR 17.3 Requirements with continuing application

REC 3.26 Proposals to make regulatory provision