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EG 19.2 Industrial and Provident Societies Act 1965 (IPSA65) , Friendly and Industrial and Provident Societies Act 1968 (FIPSA68) , Friendly Societies Act 1974 (FSA74) , Friendly Societies Act 1992 (FSA92)

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

As Published: 2016

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SYSC 19D.3 Remuneration principles

As Published: 2015

SYSC 19D.3 Remuneration principles

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DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SYSC 19A.3 Remuneration principles for IFPRU investment firms

DISP App 3.1 Introduction

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

CASS 1A.3 Responsibility for CASS operational oversight

REC 4.5 FCA supervision of action by UK RIEs under their default rules

LR 13.8 Other circulars

SUP 16.12 Integrated Regulatory Reporting

LR 5.2 Cancelling listing